Portfolio Management Services

Naples Asset Management Company, LLC may offer an initial complimentary general consultation to discuss services available and to determine the suitability of a potential client-adviser relationship.  Once the relationship is initiated, a data gathering and discovery process is made to try to determine the client’s personal needs, goals, intentions, time horizons, risk tolerance and investment objectives.

Investment Management Services involve ongoing and continuous portfolio management services that include, but are not limited to, risk management, investment policy, asset allocation, active or passive implementation, and performance monitoring. In the delivery of Investment Management Services, NAMCO provides investment advisory services that are typically implemented using exchange traded shares (ETFs) mutual funds, real estate, REITs, mezzanine loans, co-investments, separately managed accounts, and individual securities. Depending on the needs of a client, NAMCO will prepare an evaluation of existing portfolio investments and provide recommendations for other investments as appropriate.

Attached is our Investment Philosophy (Click link to view or download)

Custody of Client Accounts 

                                                                     
Naples Asset Management Company®, LLC (“NAMCO”) primarily uses services provided by Fidelity Brokerage Services LLC (“Fidelity”), members NYSE, SIPC for clearing, custody, or other brokerage.  Through a combination  of internal controls, external  compliance  enforcement,  and insurance  coverage, there  is  in  place a  series  of safeguards to protect our client assets that are custodied by us at Fidelity as described below:   

 

  • Securities Investor Protection Corporation (“SIPC”). Securities in accounts are protected in accordance with the Securities Investor Protection Corporation (“SIPC”) up to $500,000 (including cash claims limited to $100,000). Fidelity has arranged for additional protection for cash and covered securities to supplement its SIPC coverage. This additional protection covers total account net equity in excess of the $500,000/$100,000 coverage provided by SIPC.    
  • Supplemental Insurance Coverage. To provide account protection for its clients, Fidelity has purchased additional account coverage to provide total net equity protection (coverage that will cover a customer account for any amount remaining after all other available repayment sources have been used).