NAMCO Management
Paul J. McIntyre, President and Compliance Officer
Examinations and Professional Designations:
Certified Investment Management Consultant (CIMC) 2001
FINRA: Series 7 (General Securities Representative);
Series 24 (General Securities Principal);
Series 63 (Blue Sky Law Exam); and
NASAA: Series 65 (Investment Adviser Law Exam)
Post-Secondary Education:
George Washington University. Washington, DC
Certified Investment Consultants Program, (CIMC) 2001
Eastern Michigan University, Ypsilanti MI
B.S. Business Education 1976
Schoolcraft College, Livonia MI
Associates Degree, Business 1973
Business:
Naples Asset Management Company, LLC, Estero, FL, Managing Member and
Chief Compliance Officer
Registered Investment Adviser 2005 – Present
McIntyre Properties, LLC, Estero, FL, Senior Vice President
Real Estate Development/Private Equity Firm 1998 – Present
Naples AIS, Inc, Estero, FL, President
FINRA Broker Dealer, member of SIPC 2006 – Present
First Florida Securities, Inc., Naples, FL, President
Broker/Dealer 2002 – 2006
Registered Principal/Representative for various broker/dealer firms 1979 – 2002
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John M. Ruff, Senior Portfolio Manager
Examinations and Professional Designations:
FINRA: Series 7 (General Securities Representative);
NASSA: Series 66 (Investment Adviser Law Exam)
Post-Secondary Education:
CBOE Options Institute Graduate
Wright Broker Institue Graduate
Devry Instute of Technology
Business:
Naples Asset Management Company, LLC Estero, FL Senior Portfolio Manager
UBS Financial Services Inc, Fort Myers, FL Vice President 2007-2008
McDonald Investments, Beachwood Ohio Vice President 1992-2007
Dean Witter Reynolds, Chagrin Falls, OH Vice President 1983-1992
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Chalres Williams, Senior Vice President
Examinations and Professional Designations:
Certified Public Pension Trustee (CPPT) 2007
FINRA: Series 6 (Investment Company Products/Variable Life Contracts Representative);
FINRA: Series 7 (General Securities Representative);
FINRA: Series 9 (General Securities Sales Supervisor);
FINRA: Series 10 (General Securities Sales Supervisor);
FINRA: Series 24 (General Securities Principal)
FINRA: Series 26 (Investment Company Products/Variable Contracts Principal);
Series 63 (Blue Sky Law Exam);
NASSA: Series 65 (Investment Adviser Law Exam);
Florida Real Estate License and
Mortgage Broker’s License
Post-Secondary Education:
Florida Public Pension Trustees Association
Certified Public Pension Trustee (CPPT)
University of Central Florida, Orlando FL
B.A. Political Science
Business:
Naples Asset Management Company, LLC, Estero, FL, Managing Member and
Chief Compliance Officer
Registered Investment Adviser 2005 – Present
Naples AIS, Inc, Estero, FL, Registered Representative
FINRA Broker Dealer, member of SIPC 2006 – Present
Registered Principal/Representative for various broker dealer firms 1972-2005
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Bryan E. Smith, Vice President, Director of Asset Management Services
Examinations and Professional Designations:
FINRA: Series 7 (General Securities Representative);
NASAA: Series 66 (Investment Adviser Law)
Florida Life Health and Variable Life License
College for Financial Planning: Chartered Retirement Plan Specialist (CRPS)
Business:
Naples Asset Management Company, LLC, Estero, FL, Vice President/Director of Asset Management
Naples AIS, Inc, Estero, FL, Registered Representative
FINRA Broker Dealer, member of SIPC 2008 – Present
UBS Financial Services, Inc., Ft Myers, FL, Registered Representative 2007 – 2008
Key Banc Capital Markets Inc. FL, Registered Representative 2006 – 2007
Registered Representative and/or Licensed Insurance Agent for various broker/dealer firms
and/or insurance companies 1992 – present
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John C. Carlin, Senior Vice President
Examinations and Professional Designations:
FINRA: Series 7 (General Securities Representative);
NASAA: Series 66 (Investment Adviser Law Exam)
Certified Investment Management Analyst (CIMA)
Post-Secondary Education:
Investment Management Consultants Association (IMCA)
Fairleigh Dickinson University, Florham park-Madison, NJ
University of Pittsburg, Pittsburg, PA
B.S. Business Administration
Business:
Naples Asset Management Company, LLC, Estero, FL, Director of Asset Management and Retirement Plan Services
Naples AIS Inc, Estero, FL, Registered Representative
FINRA Broker Dealer, member of SIPC 2008 – Present
Claremont Fund Management, Morris Plains, NJ, Owner, Principal 2006-2008
Registered Representative, Stock Broker, and Region Sales Manager for various investment firms. 1992-2006
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Tom Hordinski, Investment Banker, Investment Advisor Representative
Examinations and Professional Designations:
FINRA: Series 7 (General Securities Representative);
FINRA: Series 66 (Registered Agent and Investment Advisor) and
Florida Life Health and Variable Life License
Business:
Naples Asset Management, LLC. Investment Banker/Investment Advisor Representative
2008-present
Toyota Motor Corporation: Operations 1998-2008
Nissan Motor Corporation: Operations 1989-1998
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Jason M. Adams, Internal Consultant
Examinations and Professional Designations:
FINRA: Series 22 (Direct Participation Programs);
FINRA: Series 66 (Pending)
Post-Secondary Education:
Florida Gulf Coast University
Major in Finance (Pending Graduation- 2009)
Business:
Naples Asset Management Company, LLC, Estero, FL,
Internal Consultnat
2007 to Present
Naples AIS, Inc, Registered Representative
FINRA Broker Dealer, Member of SIPC 2008 – Present
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