NAMCO Management

Paul J. McIntyre, President and Compliance Officer 

Examinations and Professional Designations: 

Certified Investment Management Consultant (CIMC)  2001

FINRA:  Series  7  (General Securities Representative);

Series 24 (General Securities Principal);   

Series 63 (Blue Sky Law Exam); and

NASAA: Series 65  (Investment Adviser Law Exam)

 

Post-Secondary Education:

George Washington University. Washington, DC

Certified Investment Consultants Program, (CIMC)   2001

 

Eastern Michigan University, Ypsilanti MI

B.S.  Business Education  1976

 

Schoolcraft College, Livonia MI

Associates Degree, Business  1973


Business:

Naples Asset Management Company, LLC, Estero, FL, Managing Member and

Chief Compliance Officer

Registered Investment Adviser    2005 – Present

 

McIntyre Properties, LLC, Estero, FL, Senior Vice President

Real Estate Development/Private Equity Firm    1998 – Present

 

Naples AIS, Inc, Estero, FL, President

FINRA Broker Dealer, member of SIPC    2006 – Present

 

First Florida Securities, Inc., Naples, FL, President

Broker/Dealer    2002 – 2006   

 

Registered Principal/Representative for various broker/dealer firms  1979 – 2002

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John M. Ruff, Senior Portfolio Manager

 

Examinations and Professional Designations:

FINRA:  Series 7 (General Securities Representative);

NASSA:  Series 66 (Investment Adviser Law Exam)

 

Post-Secondary Education:

CBOE Options Institute Graduate

Wright Broker Institue Graduate

Devry Instute of Technology

 

Business:

Naples Asset Management Company, LLC Estero, FL  Senior Portfolio Manager

 

UBS Financial Services Inc, Fort Myers, FL  Vice President                  2007-2008

 

McDonald Investments, Beachwood Ohio  Vice President                    1992-2007

 

Dean Witter Reynolds, Chagrin Falls, OH  Vice President                     1983-1992

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Chalres Williams, Senior Vice President

 

Examinations and Professional Designations:

Certified Public Pension Trustee (CPPT) 2007

FINRA:  Series   6 (Investment Company Products/Variable Life Contracts Representative);

FINRA:  Series   7 (General Securities Representative);

FINRA:  Series   9 (General Securities Sales Supervisor);

FINRA:  Series 10 (General Securities Sales Supervisor);

FINRA:  Series 24 (General Securities Principal)

FINRA:  Series 26 (Investment Company Products/Variable Contracts Principal);

Series 63 (Blue Sky Law Exam);

NASSA: Series 65 (Investment Adviser Law Exam);

Florida Real Estate License and

Mortgage Broker’s License

 

Post-Secondary Education:

Florida Public Pension Trustees Association

Certified Public Pension Trustee (CPPT)

 

University of Central Florida, Orlando FL

B.A. Political Science


Business:

Naples Asset Management Company, LLC, Estero, FL, Managing Member and

Chief Compliance Officer

Registered Investment Adviser    2005 – Present

 

Naples AIS, Inc, Estero, FL, Registered Representative 

FINRA Broker Dealer, member of SIPC    2006 – Present


Registered Principal/Representative for various broker dealer firms 1972-2005

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Bryan E. Smith, Vice President, Director of Asset Management Services

 

Examinations and Professional Designations:

FINRA: Series 7 (General Securities Representative);

NASAA: Series 66 (Investment Adviser Law)

Florida Life Health and Variable Life License

College for Financial Planning: Chartered Retirement Plan Specialist (CRPS)

 

Business:

Naples Asset Management Company, LLC, Estero, FL, Vice President/Director of Asset Management

 

Naples AIS, Inc, Estero, FL, Registered Representative

 

FINRA Broker Dealer, member of SIPC 2008 – Present

 

UBS Financial Services, Inc., Ft Myers, FL, Registered Representative 2007 – 2008

 

Key Banc Capital Markets Inc. FL, Registered Representative 2006 – 2007

 

Registered Representative and/or Licensed Insurance Agent for various broker/dealer firms

and/or insurance companies 1992 – present 

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John C. Carlin, Senior Vice President 

 

Examinations and Professional Designations: 

FINRA:  Series 7 (General Securities Representative);

NASAA: Series 66 (Investment Adviser Law Exam)

Certified Investment Management Analyst (CIMA)

 

Post-Secondary Education:

Investment Management Consultants Association (IMCA)

Fairleigh Dickinson University, Florham park-Madison, NJ

University of Pittsburg, Pittsburg, PA

B.S. Business Administration

 

Business:

Naples Asset Management Company, LLC, Estero, FL, Director of Asset Management and Retirement Plan Services 

 

Naples AIS  Inc, Estero, FL, Registered Representative

FINRA Broker Dealer, member of SIPC    2008 – Present

 

Claremont Fund Management, Morris Plains, NJ, Owner, Principal  2006-2008

 

Registered Representative, Stock Broker, and Region Sales Manager for various investment firms.      1992-2006                                                                              

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Tom Hordinski, Investment Banker, Investment Advisor Representative

 

Examinations and Professional Designations:

FINRA:  Series   7 (General Securities Representative);

FINRA:  Series 66 (Registered Agent and Investment Advisor) and

Florida Life Health and Variable Life License

 

Business:

Naples Asset Management, LLC.  Investment Banker/Investment Advisor Representative

2008-present

 

Toyota Motor Corporation:  Operations   1998-2008

 

Nissan Motor Corporation:  Operations    1989-1998

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Jason M. Adams, Internal Consultant 

   

Examinations and Professional Designations:

FINRA:  Series   22 (Direct Participation Programs);

FINRA:  Series 66 (Pending)

 

Post-Secondary Education:

Florida Gulf Coast University

Major in Finance (Pending Graduation- 2009)

Business:

Naples Asset Management Company, LLC, Estero, FL,

Internal Consultnat

2007 to Present

 

Naples AIS, Inc, Registered Representative 

FINRA Broker Dealer, Member of SIPC    2008 – Present

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